DIVIDEX Management Offerings Overview

Disclaimer

DIVIDEX Management, LLC (DMLLC) cannot and does not guarantee that its services, processes or advice will result in increased or improved recoveries in securities litigation claims or settlements or increased or improved returns (resulting from any such recoveries) on portfolio securities that a client purchases, owns or owned during a particular relevant time period. The services DMLLC provides are customizable and this customization may lead to varied results and could result in smaller recoveries than if different or no customization criteria had been used. Moreover, there is no guarantee that every potential claim will be identified or that any identified claims will be brought to satisfactory resolutions – for example, a potential claim may never be brought or a defendant may prevail at various stages of the litigation or in a trial on the merits. These outcomes entail the risk of incurring costs with no corresponding recovery. Additionally, overall costs may reduce or eliminate the benefit of any increased or improved recoveries resulting from the engagement of DMLLC. In circumstances where a client joins a litigation in a “loser pays” jurisdiction outside the United States, the client risks having the defendant’s attorneys’ fees and costs awarded against the client, which could result in material losses to the client absent insurance. Further, DMLLC makes no representation or guarantee that its services, processes or advice are sufficient to enable any client to meet any fiduciary or other duty or obligation to which it may be subject.